Compliance, Training & Regulatory Support
Practical consultancy for mortgage, protection and wider financial services firms.
Our Services
Compliance & Regulatory SupportCompliance monitoring, file audits, policy reviews and regulatory remediation.
Training & CompetenceT&C frameworks, adviser observations, adviser and supervisor development, regulatory training and coaching.
Governance & AssuranceConsumer Duty, SM&CR, financial crime controls and quality assurance.
Business & Project SupportDirect authorisation applications, onboarding frameworks and regulatory projects.
About GRH Consulting
I've spent over 20 years working in financial services, including compliance roles and as a Training & Competence Manager. I understand the demands placed on firms, their advisers and their compliance teams, and provide practical, proportionate support designed to work in the real world.
Flexible Support
Support can be tailored to your requirements, from individual assignments and short-term projects to retained or ongoing compliance support.
Gavin Riton-Hayward | GRH Consulting